We facilitate the listing of any willing company on the Nigeria Stock Exchange ensuring correct
and complete documentation necessary for the exercise.
We also have a strong Corporate Finance Department consisting of highly qualified and motivated staff striving to drive our Issuing House functions. These include optimizing our clients’ choice of solution to their finance needs.
The other functions of this department include;
Capital Restructuring
Debt Refinancing
Mergers and Acquisition
Capital Raising (Equity & Debenture)
Consultancy
BROKERAGE & SECURITY TRADING
Our well structured Operation Department with a dedicated trading booth on the floor of the
Nigerian Stock Exchange, a Remote Trading Engine on our office premises supported with a
highly developed state of the art technology ensures efficient and prompt execution of our
clients’ mandates which can be viewed on line. This is enhanced by a reliable operating system
which is linked directly to the Marketing Department.
FINANCIAL ADVISORY SERVICES
We have a highly developed functional Research Department wish gives well guided investment
advice to clients based on their needs. The level of advisory obligations is however a function
of the level of investment in our care. We have daily, weekly and monthly reports which we
send to all our clients to assist them in optimizing their investment decisions.
PORTFOLIO MANAGEMENT
This is a scheme which enables us create value for our clients’ investment through careful
analysis of the market. Our decision making is aided by the well guided analysis done by our
research department and also years of experience in the industry.
Our portfolio management functions could be either discretional or non discretional which is
designed to eliminate avoidable risk and to adjust to clients’ specific requirement for their
portfolio according to the level of their risk tolerance.
Discretionary portfolio management is when the clients trust our judgment and decisions in
managing their portfolio without their consent while non discretionary is when we need the
client’s consent before any execution.
MARGIN TRADING
We work hand in hand with our sister company Dominion Finance Limited to arrange facility to
our clients to invest in Capital Market at a very competitive rate, provided the investor has
30% equity participation. The stock purchased will be the security for the credit facility, where
the value of the security increases significantly, the investor can be allowed to withdraw from
his/her stock account but in case of reduction in value of the security, the investor will be
advised to inject more funds.